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Our Mission

“As a premier provider of independent financial planning, advice and wealth management services, we aim to ensure the value we add for our clients exceeds the cost paid for our services.”

After being awarded the title IFA of the Year in 1994, Caroline Banks formed Caroline Banks & Associates Ltd. The award was then the industry’s technical benchmark and a recognition of excellence.

We were also thrilled to become one of the first to be recognised as a Chartered firm of Financial Planners in 2007. This means we have to continue to satisfy rigorous criteria relating to professional qualifications and ethical good practise and ensures our clients can be confident they are dealing with one of the UK’s leading firms that is wholly committed to providing the best possible advice, service and support. From advice to a full holistic financial planning service, we aim to help our clients build their wealth, protect it and pass it on.

Caroline is an affiliate of STEP, the Society of Trust and Estate Practitioners, through holding the STEP Certificate for Financial Services (Trusts and Estate Planning) and a Fellow of the Personal Finance Society.

She is supported by Sharon Brennan DIP PFS, Financial Planner and a team of assistants and administrators.

Our Investment Manager, Mr Tunde Rotimi, is a CFA Charterholder.

We work with professional advisers across many other areas including fund management and detailed tax and legal advice.

The Company built its top class reputation over the past 24 years through giving solid financial advice, aiming to give service to their clients which could rarely be matched.

Committed to using the latest technology to assist with detailed research, the Company has a highly trained administration department where staff members constantly undergo professional development training. Authorised and regulated by the Financial Conduct Authority, the team provides advice for a broad spectrum of individual and corporate clients. References may be sought, on request.

All new clients to the company are through referral only. We may at times have a waiting list.

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